Securities Litigation
Shapiro Hankinson & Knutson Law Corporation has an expanding practice representing investment advisors in securities litigation. Our services vary from all aspects of litigation to strategies on responding to inquiries, and negotiating settlement agreements with various administrative bodies, including the British Columbia Securities Commission.
Our experience includes:
- "Know Your Client" requirements
- suitability analysis
- leveraged investing
- disclosure requirements
- conflict of interest
- bad faith
- negligent and fraudulent misrepresentation
- exempt products
- compliance issues
- insurance issues
For more information, contact Mark J. Braidwood.